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Compliance Readiness Checklist

A comprehensive checklist mapping security requirements from SOC 2, HIPAA, PCI DSS, and NIST to specific CtrlLayer capabilities. Know exactly where you stand.

11 min read Updated March 2026

Status Indicators

Automated

CtrlLayer handles this requirement automatically with no additional configuration

Configurable

CtrlLayer supports this with configuration options you set during deployment

Supported

CtrlLayer provides data and tools to support this requirement; manual process may be needed

By Design

CtrlLayer's architecture inherently satisfies this requirement without specific features

Access Control

SOC 2 CC6.1, HIPAA 164.312(a), PCI DSS 7, NIST AC-2
Automated

Least privilege access enforced for all users

CtrlLayer removes admin rights and provides app-scoped, time-limited elevation

Automated

Just-in-time privileged access with automatic revocation

JWT-based elevation grants with configurable time limits and auto-revocation

Automated

Multi-factor authentication for privileged actions

Elevation requests can require MFA verification before approval

Automated

Role-based access control (RBAC) implemented

CtrlLayer dashboard supports RBAC with tenant-scoped permissions

Automated

Privileged access requests require documented justification

Elevation requests capture user-provided justification text stored in audit log

Configurable

Separation of duties for approval workflows

Configurable approval chains prevent self-approval of elevation requests

Supported

Periodic access reviews conducted

Security Master reports identify users with excessive elevation frequency for review

Automated

Emergency access procedures documented and tested

Emergency elevation mode provides break-glass access with enhanced logging

Audit and Logging

SOC 2 CC7.2, HIPAA 164.312(b), PCI DSS 10, NIST AU-2
Automated

All privileged actions logged with user attribution

Every elevation request, approval, and revocation is logged with full user context

Automated

Audit logs include timestamp, user, action, and outcome

Comprehensive audit entries capture who, what, when, where, and why

Automated

Audit logs protected from tampering

Cloud-stored audit logs with immutable write and role-based read access

Configurable

Log retention meets regulatory requirements

Configurable retention policies per organization with minimum 90-day default

Automated

Security events trigger real-time alerts

Blue Team correlation generates alerts for detected threat patterns

Automated

Audit reports exportable for external review

Reports exportable in standard formats for auditor review

Automated

Failed access attempts logged and monitored

Failed elevation attempts tracked and correlated with brute force detection

Encryption and Data Protection

SOC 2 CC6.7, HIPAA 164.312(a)(2)(iv), PCI DSS 3-4, NIST SC-13
Automated

Data encrypted in transit (TLS 1.2+)

All agent-to-cloud communication uses TLS 1.3 encrypted WebSocket connections

Automated

Data encrypted at rest

All stored data encrypted at rest using AES-256 in cloud infrastructure

Automated

Elevation grants cryptographically secured

JWT tokens signed with RS256, scoped to application, user, and time window

Automated

Disk encryption status monitored on endpoints

Device security scoring includes BitLocker/encryption status verification

By Design

Secrets and credentials not stored in plain text

CtrlLayer does not store or vault credentials; elevation is token-based

Network Security

SOC 2 CC6.6, HIPAA 164.312(e), PCI DSS 1, NIST SC-7
Automated

Network connections monitored and logged

CtrlLayer tracks all endpoint network connections with source, destination, and metadata

Automated

Firewall rules centrally managed

Centralized firewall rule management across all managed endpoints

Automated

Known malicious IPs blocked

IP blocklist management with 48,000+ threat intelligence indicators

Automated

Outbound connections analyzed for anomalies

Bandwidth analysis and connection pattern monitoring detect anomalous traffic

Automated

Network segmentation enforced

Device isolation capability enables instant quarantine of compromised endpoints

Automated

Threat intelligence integrated with network monitoring

Real-time matching of observed connections against threat intelligence feeds

Policy Management

SOC 2 CC1.1, HIPAA 164.316, PCI DSS 12, NIST PL-1
Automated

Security policies documented and communicated

CtrlLayer policies are defined in the platform and enforced by the agent automatically

Automated

Policies enforced technically, not just administratively

Elevation policies are technically enforced at the agent level; no user bypass possible

Automated

Policy changes logged and attributed

All policy modifications tracked in audit log with administrator attribution

Supported

Incident response procedures defined

Device isolation, alert escalation, and emergency elevation provide IR capabilities

Automated

Risk assessment conducted regularly

Security Master provides continuous risk assessment with A-F scoring per endpoint

Automated

Third-party risk assessed

Cloud App Security scores SaaS applications for risk and compliance certification

Automated

Acceptable use policies enforced

Application elevation policies define approved and blocked applications

Compliance Frameworks Covered

SOC 2 Type II

CtrlLayer addresses Trust Services Criteria for Security (CC6, CC7), Availability (A1), and Processing Integrity (PI1). Elevation audit trails, threat detection alerts, and device compliance reporting directly support SOC 2 audit evidence requirements.

HIPAA

The HIPAA Security Rule requires access controls (164.312(a)), audit controls (164.312(b)), and transmission security (164.312(e)). CtrlLayer's least-privilege elevation, comprehensive audit logging, and encrypted communication address these technical safeguards.

PCI DSS v4.0

PCI DSS requirements 7 (restrict access), 8 (identify users), and 10 (track and monitor) are directly addressed by CtrlLayer's RBAC, user-attributed elevation, and comprehensive audit trail capabilities.

NIST 800-53

CtrlLayer maps to NIST control families including Access Control (AC), Audit and Accountability (AU), System and Communications Protection (SC), and Planning (PL). Security Master scoring supports continuous monitoring requirements in CA-7.

CIS Controls v8

CtrlLayer supports CIS Controls 4 (Secure Configuration), 5 (Account Management), 6 (Access Control Management), 8 (Audit Log Management), and 13 (Network Monitoring and Defense).

ISO 27001:2022

Annex A controls for access management (A.9), operations security (A.12), and communications security (A.13) are addressed through CtrlLayer's privilege management, threat detection, and network monitoring capabilities.

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